Julie A. Sullivan
Chief Compliance Officer
Responsible for overseeing Timbrel Capital’s Compliance Program, Julie leads with the experience and knowledge of more than 30 years in the financial services industry. Since 2013 Julie has been the Senior Vice President of The Strategic Financial Alliance (SFA), an affiliate of Timbrel Capital. She also served as its Chief Compliance Office until December 2018. Julie also serves as President and Chief Compliance Officer of Strategic Blueprint, a registered investment adviser which is also an affiliate of Timbrel Capital. She assumed the role of Group Chief Compliance Officer of SFA Holdings, Inc. in 2018.
Prior to joining SFA, Julie was Senior Industry Consultant at Mainstay Capital Market Consultants, LLC, providing consulting services to Broker-Dealers and Registered Investment Advisers from 2012 – 2013. Julie also served as Chief Compliance Officer of Advisory Services Network, LLC (an affiliate of Mainstay Capital Market Consultants), an SEC-registered investment adviser for independent advisors. She served 2009 to 2012 as Chief Compliance Officer for FISCO Investment Management LP, an SEC-registered investment advisor which managed 3(c)1 and 3(c)7 private funds; and, 2007 to 2009, Vice President and Chief Compliance Officer of Old Mutual Financial Network Securities, Inc. (“OMFNS”), a distributing broker/dealer in Atlanta, and the Assistant Vice President and Chief Compliance Officer-Securities for its affiliate, OM Financial life Insurance Company of Baltimore.
Julie maintains the Series 7, Series 24 and Series 66 registrations. She earned a BA in Psychology from Transylvania University and undertook graduate studies in Developmental Psychology at Emory University.
Julie is a member of the Financial Planning Association (FPA) and serves on the Compliance Council for The Financial Services Institute (FSI).